Audit and Assurance
Audit and assurance services are crucial in the financial industry, including investment advisory firms. When it comes to investors in financial advisor companies, these services help promote transparency, reliability, and accountability, ensuring that investors’ interests are safeguarded.
- External Audit: External audit refers to an independent examination of a financial advisor company’s financial statements, operations, and internal controls by an external auditing firm. The primary objective of an external audit is to provide assurance to investors and other stakeholders that the financial statements are prepared in accordance with the applicable accounting standards and are free from material misstatements.
The external audit also evaluates the effectiveness of the company’s internal controls and risk management processes. Investors rely on the audit report to gain confidence in the accuracy and reliability of the financial information provided by the financial advisor firm.
- Compliance Audit: Compliance audits focus on assessing whether the financial advisor company is adhering to applicable laws, regulations, and industry standards. For instance, investment advisor firms are typically subject to specific regulatory requirements, such as those outlined by the Securities and Exchange Commission (SEC) in the United States or the Financial Conduct Authority (FCA) in the United Kingdom.
A compliance audit ensures that the financial advisor firm is operating in compliance with these regulations, protecting investors from potential non-compliance risks.
Reliable & Safe
Financial Regulation
Licensed by the United States Securities and Exchange Commission under FINRA | SIPC in accordance with the Markets in Financial Instruments Directive.
Insured Client Funds
We are a proud member of the Investor Compensation Fund which acts as a guarantor of last resort for our investors. IFC covers the maximum amount of 20.000 EUR for MiFID clients.
Segregated Accounts
Investor’s money is kept in segregated accounts with top-tier banks that cannot be claimed by creditors or used by us. Account base currencies are available in EUR, GBP, USD, CHF and JPY.
Negative Balance Protection
Through the use of an automated transaction monitoring and risk management system, a Consulting WP client’s account will never be allowed to reach negative balance.
Extreme Transparency Policy
Our Extreme Transparency Policy ensures that the client receives a transparent price feed, transparent liquidity, transparent historical data, transparent market information at all times.
USD 825.000.000 NOP
The total value of all of the client’s open positions combined (net open position) may not surpass USD 825.000.000.
Why traders choose us
Our Expertise
Our Financial firms often have extensive knowledge and experience in the field of finance and investments. Our traders and new investors seek our expertise to gain insights, guidance, analysis, and strategies to make informed trading decisions.
Read MoreMarket Analysis
Our Financial advisors can provide traders with in-depth market analysis and research. We can help traders understand market trends, identify potential investment opportunities, and assess the risks associated with different trading options.
Read MoreRisk Management
Our Financial advisors can assist traders in managing risk by developing personalized investment strategies that align with their risk tolerance and financial goals. We can help traders diversify their portfolios and implement risk mitigation techniques.
Read MoreStrategy development
Range of markets
Forex
Forex, short for foreign exchange, refers to the global decentralized market for trading currencies. It is the largest and most liquid financial market in the world, where currencies are bought, sold, exchanged, and speculated upon by banks, financial institutions, corporations, governments, and individual investors.
Indices
Investment indices are benchmarks used to measure the performance of specific markets, sectors, or asset classes. These indices help investors track the overall market performance and compare the returns of their investment portfolios against the broader market.
Metals
Investing in metals can be an attractive option for diversification and as a hedge against inflation or economic uncertainties. Metals are tangible assets with intrinsic value, and their demand can be driven by various factors, including industrial usage, technology advancements, and investment demand.
Oil range
Investing in stocks of oil and gas companies allows investors to gain exposure to the entire oil industry. These companies are involved in various aspects of the oil sector, such as exploration, production, refining, and distribution. The performance of these stocks can be influenced by oil prices, company operations, and overall market conditions.