Privacy Policy

Effective Date: [Insert Effective Date]

This Privacy Policy outlines the practices and procedures of [Your Financial Advisory Firm Name] (“we,” “us,” or “our”) regarding the collection, use, and protection of personal and financial information of our clients, prospective clients, and website visitors. We are committed to safeguarding your privacy and ensuring the security of your information. By accessing our services or using our website, you consent to the practices described in this Privacy Policy.

1. Information We Collect:

We may collect the following types of personal and financial information:

• Contact information (name, address, email, phone number)
• Financial information (income, assets, liabilities, investment preferences)
• Identification information (government-issued ID, Social Security Number, date of birth)
• Employment and professional details
• Information about your financial goals and objectives

2. How We Collect Information:

We collect information through various means, including:

• Directly from you when you provide it to us during consultations, meetings, or through our website.
• From third parties, such as financial institutions and credit reporting agencies, with your consent.

3. Use of Information:

We use the collected information for purposes including:

• Providing financial advisory services and recommendations tailored to your individual needs.
• Managing your account and processing transactions.
• Complying with legal and regulatory requirements.
• Sending you communications related to our services and updates.
• Improving our services and website user experience.

4. Information Sharing:

We do not sell or share your personal and financial information with non-affiliated third parties, except as necessary to provide our services or as required by law. We may share your information with:

• Our affiliates, service providers, and partners who assist us in delivering our services.
• Regulatory authorities and law enforcement agencies as mandated by law.
• In the event of a merger, acquisition, or sale of assets, where your information may be transferred to the acquiring entity.

5. Security Measures:

We implement security measures to protect your personal and financial information from unauthorized access, disclosure, alteration, or destruction. These measures include encryption, secure data storage, and restricted access to information.

6. Your Choices:

You have the right to:

• Review, update, and correct your personal information.
• Opt out of receiving marketing communications.
• Request the deletion of your information (subject to legal and regulatory requirements).

7. Cookies and Tracking Technologies:

Our website may use cookies and similar technologies to enhance your user experience and analyze website usage. You can adjust your browser settings to control cookies or opt out of tracking.

8. Changes to this Privacy Policy:

We may update this Privacy Policy periodically to reflect changes in our practices or legal requirements. Any modifications will be effective upon posting the revised policy on our website.

9. Contact Us:

If you have questions, concerns, or requests regarding your personal information or this Privacy Policy, please contact us at:  +1 347 809 3386 

This Privacy Policy applies solely to our financial advisory firm services and website and does not cover third-party websites or services that may be linked from our website. We recommend reviewing the privacy policies of any external websites you visit.

By using our services or accessing our website, you acknowledge and agree to the terms of this Privacy Policy.